Supports the risk and compliance function of a fiduciary business with regulatory monitoring, reporting, documentation and committee administration.
Our client is seeking an Assistant Regulatory Compliance Manager to join the Risk and Compliance function of an Isle of Man fiduciary business, supporting the boards and senior management in meeting their statutory and regulatory obligations.
The role involves maintaining and monitoring the key compliance and regulatory registers, compliance calendars, training records and outstanding actions, and ensuring risks, breaches, complaints and regulatory matters are accurately reported and resolved on time. You will support compliance monitoring, Fitness and Propriety submissions, regulator and auditor queries and Board MI reporting, and review and approve compliance-related documentation including marketing material, stock exchange submissions, policies and procedures.
You will also coordinate compliance projects and administrative activity, manage the compliance inbox, act as secretary to the risk and compliance committee, prepare reports and statistics, and work with management to identify, mitigate and report business risk.
At least three years’ experience in a trust company or similar fiduciary environment is essential, together with practical knowledge of Isle of Man regulatory requirements, strong written and verbal communication, and a high level of accuracy and attention to detail. A relevant professional qualification is expected.
This role would suit a compliance professional who enjoys variety, works well under competing deadlines, and is ready to mentor and train junior colleagues.
Register your interest by emailing [email protected] or via our website www.bespoke.co.im/contact