Senior Compliance Coordinator & DMLRO

Our client seeks a Senior Compliance Co-ordinator and DMLRO to join their team. Role profile. The Compliance department team oversees the firms compliance with regulatory requirements, provides continual risk assessment, development of comprehensive policies and procedures, compliance training, monitoring, and internal investigations for all areas of the firm.

The department also oversees the company statutory filings and works with the auditors regarding their clients' FSA regulatory requirements. For a full list of responsibilities and requirements or to apply for this great role, please visit the website at searchandselect.com, quoting the reference number: : 16816