Oversees regulatory compliance, reporting, internal investigations and audits, and Deputy MLRO disclosures and liaison with regulatory authorities.
Our client is seeking a Senior Compliance Co-ordinator and DMLRO to oversee the firm’s compliance with its regulatory and statutory reporting obligations, reporting to the partners and the Compliance Director.
The role involves ensuring day-to-day operations run in line with agreed compliance procedures and current anti-money laundering guidance, performing internal compliance investigations and audits across the firm and its overseas offices, compiling detailed reports for the partners, producing returns and notifications to the regulators, and developing and delivering compliance training throughout the business.
As Deputy MLRO, you will review internal disclosures in light of all available information, determine their substance and disclose externally to the FIU where appropriate, maintain the related records, provide guidance on avoiding tipping off, and liaise with the FIU, FSA and other regulatory authorities on prevention, detection and investigation.
You will also advise management on compliance issues and process improvement, support the board and senior management in managing money laundering and terrorist financing risk, and take on specialist projects, working throughout within an ISO 9001 quality management system.
At least three years’ experience in an office environment and a sound understanding of compliance and its function are essential, along with project management and presentation skills, the ability to produce accurate work at pace, and proficiency in Excel, Word and PowerPoint.
This role would suit a self-motivated and professional communicator who builds relationships easily at all levels and is equally comfortable working on their own initiative or as part of a team.
Register your interest by emailing [email protected] or via our website www.bespoke.co.im/contact