Leads group-wide compliance and risk frameworks across regulated pension trustee and retirement savings businesses.
Our client seeks a Head of Compliance & Risk to join their team.
Role Profile
To lead the Group's compliance and risk management framework across its regulated pension trustee and retirement savings account businesses. This is a senior leadership role responsible for developing and maintaining an effective Enterprise Risk Management Framework, overseeing regulatory compliance across the Group's regulated entities and schemes, and ensuring the business remains responsive to evolving legislative and regulatory requirements. The role is not primarily AML/CFT focused however the role does include oversight of this and management of a compliance team of two Isle of Man FTE's, within an established compliance infrastructure including dedicated MLRO, DMLRO and DPO functions.
Instead, we are seeking an individual capable of operating strategically across risk, governance and regulation, providing assurance to the Board and supporting the continuing growth of the business.
Key Skills and Experience
- Significant senior-level experience within compliance, risk or regulatory oversight in a regulated financial services environment.
- Professional qualification in risk, governance, compliance, audit, legal or financial services disciplines.
- Strong understanding of Isle of Man Financial Services Authority requirements applicable to licensed financial services businesses.
- Experience developing and implementing enterprise risk management frameworks.
- Demonstrable experience interpreting legislation, regulations and regulatory guidance and translating these into practical business solutions.
- Experience managing regulatory reporting obligations and governance frameworks.
- Confidence engaging with Boards, Committees, regulators and senior stakeholders.
Desirable
- Experience within pensions, fiduciary, trustee, retirement savings, wealth management or related financial services sectors.
- Knowledge of Isle of Man pension legislation and regulatory requirements.
- Experience implementing regulatory change programmes.
? For a full list of responsibilities and requirements or to apply for this great role, please visit the website at searchandselect.com, quoting the reference number: 16559
